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US Small Cap Portfolio (I)

 

Inception DateTicker SymbolCUSIP Number
March 19, 1992DFSTX233203843
The US Small Cap Portfolio is a no-load mutual fund designed to achieve long-term capital appreciation. The portfolio seeks to purchase a broad and diverse group of readily marketable securities of US small cap companies using a market cap weighted approach. The portfolio invests in securities of US companies with market capitalizations within the smallest 10% of the market universe or smaller than the 1,000th largest US company, whichever results in a higher market capitalization break. Dimensional may modify market capitalization weights and even exclude companies after considering such factors as free float, momentum, trading strategies, liquidity management, and expected profitability. In assessing expected profitability, Dimensional may consider different ratios, such as that of earnings or profits from operations relative to book value or assets. The market universe is comprised of US-operating companies listed on the New York Stock Exchange, NYSE MKT LLC, Nasdaq Global Market® or such other securities exchanges deemed appropriate by Dimensional.

For a full description, please consult the Portfolio's prospectus.
Prices
Updated Daily
DateClosing PriceNAV Change$NAV Change %
October 30, 2014$30.86$0.180.59%
Updated Monthly
DateTotal Net Assets
September 30, 2014$8,609,079,409.34
Performance
Updated Daily
Total Returns Year-to-Date
October 30, 2014 0.04%
Updated Monthly
Total Returns One Month Three Month Year-to-Date
September 30, 2014 -5.39% -6.85% -3.98%
Updated Monthly
Average Annual Total Returns One Year Five Years Ten Years Since Inception
September 30, 2014 5.93% 16.16% 9.40% 10.61%
Updated Quarterly
Average Annual Total Returns One Year Five Years Ten Years Since Inception
As of September 30, 2014 5.93% 16.16% 9.40% 10.61%
Annual ExpensesNet Expense Ratio (to investor)Total Operating Expense Ratio
 0.37%0.37%
Operating Expense ratios as of 10/31/2013. The fund's prospectus contains more information on fees and expenses.
Performance data shown represents past performance and is no guarantee of future results. Current performance may be higher or lower than the performance shown. The investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. To obtain performance data current to the most recent month-end, visit www.dimensional.com.
Distributions
Last 12 Months
TypeAmount per ShareRecord DateEx-dividend DatePayable DateEx-dividend Price
Dividend$0.0605 USD09/8/201409/9/201409/10/2014$30.96 USD
Dividend$0.0678 USD06/6/201406/9/201406/10/2014$31.53 USD
Dividend$0.0272 USD03/7/201403/10/201403/11/2014$31.63 USD
Long-Term Gain$0.8610 USD12/11/201312/12/201312/13/2013$29.45 USD
Short-Term Gain$0.0780 USD12/11/201312/12/201312/13/2013$29.45 USD
Dividend$0.0860 USD12/11/201312/12/201312/13/2013$29.45 USD
Top Holdings (2140 Total)
As of September 30, 2014Weight
Spirit Airlines Inc0.39
RF Micro Devices Inc0.31
Deckers Outdoor Corp0.29
VCA Inc0.28
Avis Budget Group Inc0.28
PAREXEL International Cor0.27
Akorn Inc0.27
US Silica Holdings Inc0.26
Health Net Inc/CA0.26
SemGroup Corp0.26
PacWest Bancorp0.25
Zebra Technologies Corp0.25
Landstar System Inc0.25
JetBlue Airways Corp0.25
SunEdison Inc0.25
Buffalo Wild Wings Inc0.25
Vail Resorts Inc0.25
Verint Systems Inc0.24
Jack in the Box Inc0.24
Charles River Laboratorie0.24
Total5.34
Sector Allocations
As of September 30, 2014% of portfolio
Information Technology 18.8
Industrials 17.6
Consumer Discretionary 17.2
Financials 17.0
Health Care 9.6
Energy 5.9
Materials 5.8
Consumer Staples 3.9
Utilities 3.4
Telecommunication Services 0.7
REITs 0.1
Other 0.0
Total100.00
Sectors defined by MSCI
Market Risk
Even a long-term investment approach cannot guarantee a profit. Economic, political, and issuer-specific events will cause the value of securities, and the funds that own them, to rise or fall. Because the value of your investment in a fund will fluctuate, there is a risk that you will lose money.

Small Company Risk
Securities of small companies are often less liquid than those of large companies. As a result, small company stocks may fluctuate relatively more in price. In general, small companies are also more vulnerable than larger companies to adverse business or economic developments and they may have more limited resources.

Derivatives Risk
Derivatives can be used for hedging (attempting to reduce risk by offsetting one investment position with another) or non-hedging purposes. While hedging can reduce or eliminate losses, it also can reduce or eliminate gains. The use of derivatives for non-hedging purposes may be considered more speculative than other types of investments. When the Portfolio uses derivatives, the Portfolio will be directly exposed to the risks of those derivatives. Derivative securities are subject to a number of risks, including commodity, correlation, interest rate, liquidity, market, credit and management risks, and the risk of improper valuation. The Portfolio also may use derivatives for leverage. The Portfolio's use of derivatives, particularly commodity-linked derivatives, involves risks different from, or possibly greater than, the risks associated with investing directly in securities and other traditional investments. Changes in the value of a derivative may not correlate perfectly with the underlying asset, rate, or index, and the Portfolio could lose more than the principal amount invested. For example, potential losses from commodity-linked notes or swap agreements can be unlimited. Additional risks are associated with the use of credit default swaps, including counterparty and credit risk (the risk that the other party to a swap agreement will not fulfill its contractual obligations, whether because of bankruptcy or other default) and liquidity risk (the possible lack of a secondary market for the swap agreement). Also, suitable derivative transactions may not be available in all circumstances and there can be no assurance that the Portfolio will engage in these transactions to reduce exposure to other risks when that would be beneficial.

Securities Lending Risk
Securities lending involves the risk that the borrower may fail to return the securities in a timely manner or at all. As a result, an Underlying Fund may lose money and there may be a delay in recovering the loaned securities. An Underlying Fund could also lose money if it does not recover the securities and/or the value of the collateral falls, including the value of investments made with cash collateral. Securities lending also may have certain adverse tax consequences. To the extent that the Portfolio holds securities directly and lends those securities, it will be also subject to the foregoing risks with respect to its loaned securities.


Dimensional Fund Advisors is an investment advisor registered with the Securities and Exchange Commission. Consider the investment objectives, risks, and charges and expenses of the Dimensional funds carefully before investing. For this and other information about the Dimensional funds, please read the prospectus carefully before investing. Prospectuses are available by calling Dimensional Fund Advisors collect at (512) 306-7400 or at www.dimensional.com.

Mutual funds distributed by DFA Securities LLC.

These Net Asset Values ("NAVs") have been prepared by the fund accounting agent. Dimensional Fund Advisors reserves the right to restate these NAV figures, if necessary, at any time.